Compliance

The need to comply with financial and legal requirements is hard-wired into every process at SPB. We combine specialist expertise, proactive governance, and close partner collaboration to ensure regulatory requirements are met consistently and confidently to contribute to their growth in a secure environment.

Managing the complexity of compliance

Our expert teams operate across multiple industries and geographies, giving you confidence that complex regulatory conditions are understood and met.

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Dedicated risk & compliance teams

SPB’s compliance capability is led by specialist teams with deep expertise, particularly across insurance, financial services, and data protection. Operating across multiple geographies, these teams manage both national and Europe-wide regulatory frameworks, ensuring local requirements and cross-border obligations are aligned. This multi-country expertise is essential for partners operating at scale.

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Proactive governance

Our proactive approach to governance means that we make our best efforts to anticipate regulatory requirements – and constant change in regulatory frameworks – rather than simply reacting. Clear accountability and ongoing monitoring ensure compliance remains consistent and up to date. This structured oversight gives partners confidence that risks are identified early, managed effectively, and addressed before they become issues.

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Your compliance burden removed

Compliance at SPB is collaborative. We work closely with partners to understand their industries and business models, embedding compliance into program design and daily operations. Rely on us to ensure regulatory requirements are met seamlessly across different sectors, products, and customer journeys.

SPB compliance at a glance

SPB aligns its operations with key national and European regulatory frameworks, including notably:
● GDPR – General Data Protection Regulation
● IDD – Insurance Distribution Directive
● DORA – Digital Operational Resilience Act
● AML/CFT – Anti–Money Laundering and Countering the Financing of Terrorism
● Anti-corruption – promoting ethical business practices
● CSRD Corporate Sustainability Reporting Directive

These standards are supported by workforce training, clear policies, and ongoing governance to ensure compliance is practical, measurable, and consistently applied.